Investigator’s Manual for
the Protection of Human Subjects
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Chapter 9: FDA Requirements

Radiology Devices and Radioactive Materials

Reviews Required by the HSPC, MRSC, RDRC

Investigators who wish to enroll human subjects in research that results in the absorption of ionizing radiation are required to obtain written approvals from two, and possibly three committees before the research is permitted to proceed. The three committees are the HSPC, the Medical Radiation Safety Committee (MRSC), and the Radioactive Drug Research Committee (RDRC). This is the case in situations where the radioactive drug or biologic is experimental, the radiologic device is experimental, or FDA approved radiopharmaceuticals or radiologic devices are used primarily or incidentally in a research protocol.

All research with human subjects requires prior review and approval by the HSPC. While the HSPC determines whether research is performed in a manner that protects the rights and welfare of human subjects by conducting a risk/benefit analysis of the study, the MRSC reviews the science of the radiation dose absorbed and also performs an additional risk assessment particular to the use of radiation. In addition, some radiopharmaceuticals may be considered to be "generally recognized as safe and effective," for certain research uses to study physiology, pathophysiology, biochemistry and metabolism (not used to study a new drug), if they are reviewed and approved by the RDRC in addition to the HSPC and the MRSC.

MRSC Authority

The California State law requires institutions that receive, possess, or transfer radioactive materials to obtain a specific state license and to establish a MRSC. The MRSC is authorized to evaluate proposals for and maintain surveillance over all uses of radioactive material within the institution, as well as to evaluate and oversee any administration of radioactive materials, regardless of whether the administration if for research or clinical treatment.

RDRC Authority

The FDA requires investigators to submit an IND for radioactive drugs, biologics, "cold" kits to be used for radiolabeling, and radionuclide generators that are to be used for investigational purposes, including testing of their safety and efficacy. An IND may not be required for certain research designed to study basic biochemistry, physiology, pathophysiology or metabolism is reviewed by the RDRC. (Please see "INDs and IDEs" and "Permissible Exceptions for Patient Care" earlier in this chapter for more information.) To this end, the FDA regulations permit the establishment of a RDRC which has the authority to review and approve research involving the administration of unapproved radiopharmaceuticals intended to solely obtain information about human physiology, pathophysiology, biochemistry, or metabolism of the drug. RDRC review and approval of such studies is in lieu of obtaining a FDA review and approval of an investigational new drug (IND) application. The investigator, however, is still required to obtain HSPC approval as well as the RDRC approval prior to research with human subjects.

RDRC Review

While RDRC is primarily responsible for reviewing the radiological aspects of basic research involving unaproved radiopharmaceuticals, they, as well as the HSPC, must ensure that research meets essential FDA requirements governing human research. These requirements include: qualifications of investigators; proper licensure for handling radioactive materials; selection and consent of research subjects; the quality of radioactive drugs used; research protocol design; reporting of adverse reactions; and protocol approval by the HSPC.

In order to help investigators, UCLA has streamlined the review process. The RDRC and the MRSC, which have members in common, meet simultaneously and use the same set of forms for investigators. Please contact the MRSC/RDRC at x54167, for additional information regarding their application and review requirements for research involving radiation, radiation dosimetry, the significance of the dose, or radioactive drugs.

It is the investigator’s responsibility to gain both HSPC and MRSC/RDRC approval prior to receipt of any radioactive materials, radioactive devices, or radiopharmaceuticals. Subjects may not be enrolled into the study without both HSPC and MRSC approval.

Informed Consent

Any human research involving ionizing radiation requires that investigators use an HSPC and MRSC reviewed and approved informed consent form (and RDRC when applicable). The consent form should clearly outline in lay language, the quantity, significance, and risk, if any, of the radiation absorbed dose. The dose is usually compared with background radiation (300 mrem per year), radiation doses a radiation technician receives each year (5000 mrem), or radiation doses received from familiar medical procedures (e.g., a chest x-ray). The explanation should be written in terms that are understandable to a person with a sixth grade education.

The federal and State of California regulations distinguish between radiation exposure resulting from routine medical management of a patient (radiation exposure for standard of care) and radiation exposure that is a part of research, including a clinical investigation. Therefore, the HSPC has established separate requirements for its review of studies proposing radiation exposure for standard of care versus studies proposing radiation exposure as part of research.

Radiation Exposure for Clinical Care (Diagnosis or Therapy)

Radiation exposure consistent with the standard of care would include situations where the subject’s radiation exposure would be the same, regardless of their participation in the research. In both of the following examples, the MRSC has the responsibility for the review and approval for the use of radioactive materials. The following two examples illustrate how the HSPC reviews research which includes radiation exposure for clinical care:

  1. Subjects presenting to an AIDS clinic may be required to have a chest x-ray to check for pneumonia prior to clinical treatment. They may also be expected to have a chest x-ray performed as a part of the entry criteria for research. In addition to the MRSC assessment of the radiation exposure, the HSPC will review the x-ray exposure in a standard fashion, i.e., addressing the general risk of the research (including the chest x-ray) when compared to the potential benefits of the research.
  2. A cancer study in which subjects are exposed to a standard therapeutic radiation regimen in conjunction with a randomized chemotherapy protocol. The MRSC will assess the radiation exposure and since the radiation therapy is standard of care and is not the focus of the study, the HSPC will review the general risks and benefits of the radiation only as they affect the proposed research arm, i.e., the chemotherapy.

Although the Committee requests an explanation of the radiation exposure in the consent form, investigators are not required to detail specific safety information regarding the exposure in the consent form.

Radiation Exposure for Research Purposes (Including Use of Radioactive Tracers)

Radiation exposure for research purposes requires review and approval from both the MRSC and the HSPC. One example that would require co-review and approval is the administration of an investigational radiopharmaceuticals to determine safety and efficacy or to obtain basic information about metabolism or physiology. Another example would be the exposure of subjects to radiation for the purposes of placing or otherwise evaluating an investigational device. Since these examples indicate an exposure performed solely for research purposes, the HSPC would require an assessment of the radiation exposure. Investigators proposing the use of radiation for research purposes are required to obtain approval form both the MRSC and the HSPC. The Committee also requires the inclusion of specific information regarding the risks of the radiation exposure in the consent form. The standard presentation of radiation risks is as follows:

"The radiation dose(s) I will receive as a result of participation in this research study includes radiation from [list specific source of radiation]*. Using a standard way of describing radiation dose, I may receive a dose of [specific amount in Rems]* to my whole body from this [these]* tests. This radiation exposure is necessary for this research study only and is not essential for my medical care. The UCLA Medical Radiation Safety Committee, a group of experts on radiation matters, has reviewed the use of radiation in this research and found that the radiation dose I may receive from participating in this study is recognized as safe and does not exceed the amount that occupationally exposed individuals (i.e., radiologists, x-ray technicians) are permitted to receive each year."

* Please detail bolded items in lay language and consult the MRSC for the appropriate scientific content. Throughout this manual the use of standard format is requested whenever practical to facilitate HSPC review. Since State and federal radiation standards are subject to continuous change, please consult with the MRSC for an appropriate description of radiation risks and exposure standards and complete and appropriate scientific content.

NOTE: The HSPCs issue an approval with a codicil stating that a stamped, approved informed consent form will not be issued for any protocol involving the investigational use of diagnostic or therapeutic radiology, or the administration of radioactive drugs for research purposes, unless it has been reviewed and approved by the MRSC/RDRC.

Positron Emission Tomography (PET)

Investigators using PET radiopharmaceuticals have the same review requirements as researchers using other radioactive radiopharmaceuticals. If the research is conducted under an IND, under a treatment IND, or as research on an approved drug for a new indication, then prospective HSPC review and approval is required. Prospective HSPC review and approval is also required for research using radiopharmaceuticals to study human physiology, pathophysiology, or biochemistry. (Please see "INDs and IDEs" and "Permissible Exceptions for Patient Care" earlier in this chapter for more information.)

Federal and State Requirements

MRSC responsibilities are established and governed by the California Health and Safety Code, section 115060 and by the California Code of Regulations 17, CCR 30195. The RDRC responsibilities are established and governed by FDA regulations, 21 CFR 361. Please contact the MRSC/RDRC at x54167 with questions regarding the regulatory authority of the Nuclear Regulatory Commission and the Radiologic Health Branch of the Department of Health and Human Services of California.

The FDA requires investigators to submit an IND for radioactive drugs, biologics, "cold" kits to be used for radiolabeling, and radionuclide generators that are to be used for investigational purposes, including testing of their safety and efficacy. An IND is not required for research designed to study basic biochemistry, physiology, pathophysiology, or metabolism is reviewed by the RDRC. RDRC review and approval of such studies is in lieu of obtaining FDA review and approval of an IND. Investigators who obtain an RDRC approval are still required to have HSPC review and approval prior to initiating any research with human subjects.

The HSPC is required to review research according to FDA, DHHS, State, and local regulations pertaining to the protection of human subjects. The FDA regulates various aspects of the use of radiology, including: quality control, certification of facilities, and approval of radiologic drugs and devices.

The study design is required to meet specific FDA requirements, and the protocol must be approved by the MRSC, RDRC and the HSPC. Patients may not be treated with an investigational form of radiation or radiopharmaceutical unless they are enrolled in an HSPC, MRSC, and/or RDRC reviewed and approved protocol with a HSPC approved consent form.

The following citations are included for your reference regarding FDA regulations for the use of radioactive drugs, devices, etc.:

[21 CFR 361] (Research Use of Radioactive drugs generally recognized as safe and effective), (Radioactive drugs for certain research uses);

[21 CFR 892.1000-1980] (diagnostic radiology devices);

[21 CFR 892.5050-5930] (therapeutic radiology devices);

[21 CFR 892.6500] (personnel protective shields);

[21 CFR 900.10-18] (mammography quality standards and certification);

[21 CFR 1000.50-60] (recommendations for gonad shielding of patients, quality assurance programs, and responsibilities of personnel in diagnostic radiology facilities).

Further information is available from:

Center for Drug Evaluation and Research (HFD-322)
Food and Drug Administration
7500 Standish Place
Rockville, MD 20855
(301) 594-0095

Center for Devices and Radiological Health Branch
Food and Drug Administration
2098 Gaither Road
Rockville, MD 20850
(301) 594-4718


Investigator’s Manual for
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October 29, 2004
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